Planning and the Historic Environment 2002
An Agenda for the 21
st century – 17 May 2002A Common Grounding ? – Principles, Standards and Training
John Preston
Education Secretary, Institute of Historic Building Conservation
1 Introduction
This talk combines a personal perspective on the interfaces between the professions
involved in the Historic Environment, with a summary of the latest developments and
issues in relation to training and accreditation
. I have been involved in development of thenational training agenda and standards for Building Conservation for 10 years,
representing ACO and IHBC, and also as a trustee of COTAC. I have been involved for
twenty years in historic environment and architectural education initiatives at local level,
and for the past 5 years I have had close involvement with professional archaeology as the
City Council’s project manager for the Cambridge Urban Archaeological Database. More
recently I have been the IHBC representative on the Historic Environment Forum and the
Archaeology Training Forum.
Through the HEF, I became aware of the "
Archaeology and Culture" document producedby some of its members, and through the IFA, I was co-opted at a late stage on to the
organising group for the "
Social Housing and the Heritage" conference. I was amazed tofind both the document and the conference aiming to connect archaeology to the future,
but in ways which seemed to omit any meaningful (at least from my perspective)
references to either how change is managed, or to the issues and skills involved in the
preservation and enhancement of the historic environment, and in the creation of new and
valued environments. These omissions from what purported to be overviews of the
historic environment could, if widely publicised, have confirmed the views of some of my
conservation colleagues who already refer to "archaeologists taking over the world."
One of the reasons why I am so pleased to be involved in today’s conference is the
opportunity it gives to avoid such potentially damaging impressions, to help clarify roles,
to increase understanding, and to work together in promoting the interests of the historic
environment.
2 Archaeology and Conservation
To work together effectively, we need to have a clear understanding of the differences,
and the overlaps, between Archaeology and Building Conservation.
This diagram shows some of the overlaps.
I’m going to concentrate for a moment on recording and education. The gathering,
management, and dissemination of information is a key concern for both professions.
More vitally in terms of today’s theme and the future, any "joined-up" approach to the
historic environment needs a holistic approach. We need an integrated approach to records
management, including archaeological records, records and information built up through
the planning system, and other records such as the Building Plan and Notice Drawings
held by Building Control which can be invaluable when dealing with 20th century listed
buildings. I was very disappointed, as manager of the Cambridge UAD, that English
Heritage were prepared to fund only the inclusion of listed buildings from 1700 or earlier -
when what we had been hoping for was a database that would include all the City’s
historic buildings. This perhaps should have prepared me for a greater disappointment.
"
Power of Place" was able to make two equally welcome recommendations, for HistoricEnvironment Record Centres and Architecture Centres, with no apparent realisation that
these could be directly related, or even better, different aspects of the same thing. Should
not a centre for the study of a place be also a centre and focus for study of and
involvement in issues affecting that place? There is an obvious precedent, the Hackney
Building Exploratory, an inspirational model rightly praised in ‘
A Force for our Future’. Ifind it depressingly revealing, however, that CABE praise the Exploratory for the way it
encourages awareness of design, without acknowledging that this is rooted in encouraging
awareness of the area’s past and present character. I know my archaeological colleagues
have been desperately keen to secure statutory status for Sites and Monuments Records.
But surely we need to have a much broader vision, in which there is a real dynamic with
the study of the past and present together, increasing involvement in and understanding of
both current developments and the future?
(Time for a quick plug for this year’s IHBC Annual School "Community and Heritage" in
partnership with British Waterways, from 4-7 July, at which Nicole Crockett, Director of
the Hackney Building Exploratory will be speaking.)
In working towards such a vision, we need to be aware of some fundamental differences in
outlook and approach. To make a very simplistic comparison: An archaeologist might ask
in relation to a historic building or site:
1) what was it like?
2) what was it like at different times in its history?
The answers to these questions might lead to a series of overlays, by period.
I can identify with these questions (I was asking them myself when I was clambering
around timber framed buildings as a founder member of the Suffolk Building Recording
Group) but not with the temptations to follow them up by
3) Removing later fabric to uncover earlier evidence, and perhaps
4) Restoring or reinstating a past state.
In contrast, a conservation adviser might ask
1) what is special about it now?
(In many cases, this will be an accumulation of work, each of which will have its own
significance, from different periods)
2) what are the issues involved in managing it for the future: what changes may be needed,
and how can we minimise the impact of changes on its special features?
More precisely, much archaeology involves
curation, in the public interest, of artefactsand evidence, and
dissemination of knowledge to a generally interested public.Conservation involves
stewardship, usually working with individual private owners (andvery often against their immediate perceived interests) and balancing the range of interests
and priorities which impinge on buildings and sites that have to earn their keep.
3 Standards and Procedures
We need a firm basis on which to consider the balance between these, and other views of
the historic environment. Time for a straw poll: how many of you have a copy of BS
7913:1998? BS 7913:1998 is the British Standard "
A guide to the principles of theconservation of historic buildings". Its definitions of "archaeology" and "conservation"
help to draw out the distinctions; its analysis of the objectives of conservation is even
more helpful. Considering the reasons for preserving a building on cultural grounds, the
historical component is a matter for both archaeologists and conservation advisers, but I
suggest that the
aesthetic component (including the design aspects involved in bothassessing it and managing it) is outside the competence and training of archaeologists.
The British Standard provides an excellent structure and basis for both proponents of
schemes and regulators to balance different values, and to assess a range of key issues
affecting archaeology as well as conservation - but is prohibitively priced at £66 for 28
pages to non-BSI members. If only it could be made widely available at a reasonable price,
and cited by Government in policy guidance as a key basis for good practice, the climate
for informed decision-making in relation to the historic environment would be improved
beyond measure.
Considering current Government Guidance, PPG16 (
Planning and Archaeology)encourages early consultations with the local planning authority (para 19), desk-based
assessments (para 20), and field valuations by professionally qualified archaeologists (para
20). "
Evaluations of this kind help to define the character and extent of thearchaeological remains that exist in the area of a proposed development, and thus
indicate the weight which ought to be attached to their preservation. They also provide
information useful for identifying potential options for minimising or avoiding damage.
On this basis, an informed and reasonable planning decision can be taken". The need
for prior information in taking decisions relating to historic buildings is just the same as for
archaeology. Colleagues involved in building conservation have often looked enviously at
the PPG16 provisions for prior investigation and assessment, which are not paralleled in
PPG15 (
Planning and the Historic Environment) introduced 4 years later. There are alsono equivalents in PPG15 to the PPG16 requirements for evaluation by professionally
qualified specialists, and for systematic record-keeping through SMRs.
The impending review of the PPGs might not be quite as much of a threat as some may
perceive, if (and it is a very big if indeed) it takes on board the very significant
developments in best practice since PPG 15 appeared in 1994. These include the
Conservation Plan approach, the associated work on Management Agreements, and the
British Standard. However the signs are not good, with the Planning Green Paper
focussing so strongly on speed of decision-making, and on the possible amalgamation of
the planning and listed building control regimes, without considering the wider
ramifications. This is particularly worrying in relation to the historic environment, in
which successful conservation so often depends on pro-active negotiation with building
owners, and reconciling the requirements of different control regimes - including the
building regulations and environmental health requirements. I find it amazing that both
Power of Place and
A Force for Our Future concentrated so much on involving the widercommunity that they seemed to completely overlook the issues and concerns affecting
most owners of listed buildings. For these people the new possibility of charges being
introduced for listed building consents must seem yet another burden. We need to be proactive
in encouraging owners to care for and understand their buildings, and wouldn’t it be
an excellent start if English Heritage could publish a short and user-friendly summary of
last year’s excellent "
Informed Conservation" by Kate Clark, for distribution to allowners of listed buildings?
More positively, the balance achieved in the new Building Regulations Part L between
energy efficiency and historic building interests is welcome, but has not fully resolved the
question of how to define the "competent person" to make the judgement between the
competing interests. We wait for the publication of English Heritage’s promised guidance,
and with bated breath to see the forthcoming consultation draft on Part M for disabled
access. I hope this includes similar balance to that achieved for Part L, with similar crossreferencing
to the British Standard.
The BS provides an excellent structure and basis for both proponents of schemes and
regulators to balance different values, and to assess a range of key issues affecting
archaeology as well as conservation.
4 Comparing the professions
Archaeology
This involves
monitoring change: investigating and studying the past, and in doing soenriching the life of the present, through promotion of public interest and knowledge. It is
a recognised single profession, comprising a range of specialisms working in both public
and private sectors. Its Institute (the IFA) set up in 1982; has received major financial
support from English Heritage, and has full-time staff. Its work on Training and Standards
developed through a series of fully-funded projects and reports.
Special circumstances for archaeology:
1) Almost always working for the public sector and to briefs defined by the public sector -
although frequently with developer funding.
2) A very large number of undergraduate courses (under 98 different titles), but
comparatively few students go on to become professional archaeologists
3) Low-paid, often short-term contracts. The professional role is recognised, but improved
status is needed.
4) Distinct specialist roles within the field - not everyone needs all the skills
5) Combination of professional and voluntary sectors, with potential tensions in relation to
accreditation etc.
6) Archaeologists’ work involves
research agendas as well as the project in hand: settingindividual projects / discoveries into a wider context; preservation and / or recording of
evidence allows for later interpretation and / or reassessment.
Building Conservation
This involves
managing change: maintaining and adapting that which we have inheritedfrom the past, and working to ensure that (wherever possible) the quality of changes and
new work adds to the quality of our historic environment. It is a specialist sub-set of a
range of existing professions, plus one distinct and new professional role (the
conservation officer). The Association of Conservation Officers (ACO) was formed in
1981 by and for conservation officers; its successor Institute (IHBC), set up in 1997,
seeks to promote awareness of and high standards in building conservation in the public
and private sectors. The first formal recognition of the distinct new professional role came
in 1982 with the ICOMOS training guidelines. Areas of Competence were defined from
1994 onwards in conjunction with the development of NVQs in Building Conservation. A
survey of professional status was funded by English Heritage in 1995; all other work on
developing standards has been carried out on a voluntary basis without project funding.
Special circumstances for building conservation:
1) Building conservation specialists work mostly on projects initiated for and by private
owners, mediating between the owner’s aims and the public interest.
2) There is no formal definition or recognition of the conservation officer’s role (apart
from the 1995 guidance to new unitary authorities), and there are no local performance
indicators for conservation - effective definition and validation of the public sector role
are still being sought.
3) Very few undergraduate courses, and a small number of post-graduate courses
4) IHBC members have a variety of professional and training backgrounds (in 1995,
mainly planning and architecture, with 62% having more than one degree or diploma, and
the average being 2.7).
5) Full IHBC membership requires all the knowledge, skills and experience required to
perform the conservation officer’s role.
6) Although 50% of construction work involves refurbishment or alteration of existing
buildings, construction sector training is focused almost entirely on new work. There are
major skills and awareness deficits at both professional and craft / trade levels.
6) Development of standards and accreditation for conservation has involved and been
hampered by major inter-professional sensitivities, particularly in relation to design skills.
5 Development of Professional Standards and Qualifications
Government requirements have impinged on standards for both Archaeology and Building
Conservation, through the development of National Vocational Qualifications. The
excellent basic premise of these qualifications (proving competence in the workplace) has
been largely negated by their tortuous language - to the extent that the Archaeology NVQ
failed for lack of uptake, and although the Building Conservation NVQ standards have
been approved, no candidates have yet taken the qualification. The suite of Building
Conservation NVQs for professionals comprises Conservation Consultancy (at level 5, the
highest level) and, at level 4, Conservation Control (the first qualification developed
specifically for conservation officers) and Building Site Management (Conservation) - a
specialist variant of an existing qualification.
6 Conservation and Archaeology in the Public Sector
The Conservation Control NVQ was developed in close conjunction with work on first the
ACO and now the IHBC’s Areas of Competence, and is cross-referenced to the IHBC’s
Outline of Knowledge Skills and Experience required for membership. Its standard was
intended to provide a template for public sector conservation work, even if the
qualification failed. One of the aims of the IHBC’s 2001 Annual School "Setting
Standards" was to seek English Heritage support for the NVQ standard as a template for
public sector conservation service delivery, but this was not forthcoming. One outcome of
the School was that EH agreed to finance a joint project with IHBC to survey Local
Authority Conservation Provision, as an extension of its existing survey of Archaeological
provision. This survey, although very welcome, has not met the urgent need in the context
of Best Value, the Single Status Review in Scotland, or cadw’s proposed delegation of
decision-making on grade II buildings in Wales, for agreed standards of service delivery
and local performance indicators.
IHBC (and ALGAO) subsequently contributed to the Planning Officers Society’s Draft
Matrix for Excellence in Urban Design and Conservation, now published for comment on
the POS website -
http://www.planningofficers.org.uk IHBC’s involvement achievedvery significant improvements to the first draft of this Matrix, which was prepared with
Best Value and the Audit Commission in mind. A late and worrying development was the
addition, at the last moment, of the word "Urban" to the title: Urban Design is a sub-set of
Design, but the reverse is not the case, and the strength of the document in relation to
Design has been diluted as a result of the change.
7 Conservation Standards and Accreditation in the Private Sector
There are existing registers of accredited conservation professionals (RIAS - Royal
Incorporation of Architects in Scotland; RICS; and most recently AABC - Architects
Accredited in Building Conservation - originally intended to be under RIBA auspices),
entry to all of which involves submission of a portfolio of evidence to an examining panel,
who use the ICOMOS international training guidelines as the framework for assessment.
All of the registers have struggled to attract members.
During the 1990s Historic Scotland became very concerned at the poor quality of work
being carried out with grant aid, and decided to tackle the quality issue at both craft and
professional levels. One consequence was that the 1998 Historic Buildings Council for
Scotland Annual Report included a commitment that within 3-5 years the lead professional
in all grant-aided schemes should be accredited in conservation. Historic Scotland
commissioned Edinburgh College of Art and Heriot-Watt University to draft an
Accreditation Framework to fill this need. This framework, which has UK-wide relevance,
has been the subject of wide consultation among a wide range of professional bodies. It
comprises 5 Units
.
Unit 1: Cultural significance
Unit 2: Architectural qualities and value
Unit 3: Investigation, materials and technology
Unit 4: Social and financial issues
Unit 5: Implementation and management of conservation works
The framework has been endorsed by all the bodies involved, apart from English Heritage
and the Architects Accredited in Building Conservation, both of whom have objected to
the inclusion of a design unit "architectural quality and value" within the framework. The
Royal Institute of British Architects has declined to take part, objecting to the inclusion of
alterations and extensions as part of "conservation". This framework provides a very
promising basis for a shared inter-professional approach to accreditation.
8 England
English Heritage has given a commitment that from 1 April 2003 architects in charge of
grant-aided conservation projects should be members of the AABC Register. This would
put architects on the same basis as surveyors (for whom RICS conservation accreditation
is required if they are to act as lead professional on EH grant projects). This has led to an
increased number of enquiries about AABC membership, but little take-up so far
(although the new guidance on Grants to Places of Worship may give a further boost to
AABC membership). EH’s commitment is severely flawed, for 2 reasons: 1) AABC
accreditation relates only to repairs of historic buildings, not to the regeneration work
which has been the focus of much EH activity; and 2) EH’s reach, in terms of the number
of historic building repairs which it grant aids directly, and for which AABC membership
would be relevant, is much smaller than Historic Scotland’s. It is therefore hard to see
EH’s commitment, in its present form, having significant and widespread benefits. The
worrying corollary is that, again unlike Historic Scotland, EH does not appear to be
carrying out any systematic quality audit of the outcomes of its investment in conservation
activity, in relation to either quality of work on the ground or the quality of additional staff
being funded through EH resources.
9 Conclusion – current issues
a) accreditation
The developments in conservation accreditation have been parallelled by the development
of archaeology standards, prepared on a similar basis to those for building conservation.
The modules in the Archaeology Qualifications Framework, and the Units in the Building
Conservation NVQs (Conservation Consultancy and Conservation Control) are appended
to the text of this paper
. We are getting to the point where both professions aredeveloping a systematic framework for accreditation and assessment. This leaves us with
one major issue. Getting assessed and putting a portfolio forward involves a major
commitment of time. Most people are hard pressed anyway: certainly in the private sector
people ask ‘why should we do this ?’ ‘what benefit will it bring to us ?’ It will only happen
if there is sufficient financial inducement.
The new English Heritage – Heritage Lottery Fund joint scheme for Places of Worship is
making accreditation a condition on being the lead professional on a grant-aided project -
but English Heritage’s reach in terms of grant-aid for building conservation is fairly
limited. It is not going to address the major quality issue for works affecting the historic
environment: that the listed building control regime provides for negotiation of a scheme
satisfactorily to the point of decision, but no control as to whether it is going to be
supervised by the person who designed it, or even by someone who is competent. This
seems unlikely to change unless and until there is a much greater emphasis on quality
assurance, based on outcomes rather than process.
b) training opportunities and CPD
In the meantime, the current ideas for using grant-aided works for developing training are
promising, but there are obvious differences in the scope of the potential opportunities
offered to the different professions: compare a major excavation offering potential for a
full training package for students, to a grant-aided house repair lasting a much shorter time
and with much more limited scope for training. I cannot stress strongly enough the value
of proper CPD frameworks, and this is where the work going on in terms of local
authority standards for both archaeology and conservation is so important. However a
CPD framework will only work effectively if employers back it, and they back the staff to
get the qualifications.
c) the national context
The other uncertainty is that our responsibilities are mixed across government sectors. It is
only in the last week that we have had confirmation that the Construction Industry
Training Board (CITB) is going to be the new Sector Skills Council for the construction
industry. CHNTO, the cultural heritage national training organisation is still seeking
partners. Here is another version of the diagram I showed you earlier, this time setting
Conservation and Archaeology into their wider context.
Conservation has to reach out to the construction sector, trying to get high standards out
there: CITB is the logical place for us. But the problem we have got is that the
government arrangements for training say that Sector Skills Councils must be largely
down to employers; there is an obvious temptation to lump us all into a local government
Sector Skills Council. CITB has plenty of building contractor subscribers, and we are
having to work on them, again with the help of English Heritage, to make them more
aware of the professional level. But we still have this gap. How does the cultural heritage
element of building conservation sit in relation to CHNTO and CITB ? – there are obvious
curatorial implications in relation to archaeology and the museums’ world. We need to
keep those links and also reach out to the construction industry.
That is the major challenge.
Modules in the Archaeology Qualifications Framework
Module 1 Develop Policies and Plans
Module 2 Propose and carry out research projects
Module 3 Propose and carry out analysis and interpretation
Module 4 Specify requirements and contract for projects
Module 5 Evaluate and plan projects
Module 6 Carry out site investigations
Module 7 Contribute to site investigations
Module 8 Handle and store items
Module 10 Characterise the archaeological resource and advise on its
conservation
Module 12 Advise on and maintain compliance with archaeological
requirements
Module 14 Specify and implement conservation procedures
Module 15 Conserve items
Module 16 Develop and implement systems and procedures for recording
information
Module 17 Record data and make available to others
Module 18 Manage collections
Module 19 Devise and plan education and learning programmes
Module 20 Contribute to interpretative, learning, and promotional activities
Module 21 Develop and promote the archaeological organisation
Module 22 Resource and control the finances of the archaeological
organisation
Module 23 Manage teams
Module 24 Manage projects
Module 25 Manage and develop yourself
Conservation Consultancy NVQ Level 5
CA1 ADVISE ON CONSERVATION POLICY AND PLANS
CA2 INVESTIGATE AND ASSESS FACTORS AFFECTING CONSERVATION
CA3 ADVISE ON THE SELECTION OF CONSERVATION SCHEMES AND PROCESSES
CA4 ADVISE ON CONSERVATION METHODS AND PROJECT COMPLIANCE WITH
QUALITY STANDARDS
CA5 ADVISE ON REQUIREMENTS FOR CONTINUING CONSERVATION AND PLANNED
MAINTENANCE
CA6 SURVEY CONSERVATION SITES
CA7 SPECIFY TESTS RELEVANT TO CONSERVATION AND INTERPRET DATA
CA8 DOCUMENT THE CONSERVATION SITE
CA9 CONTRIBUTE TO ADVANCES IN THE BODY OF KNOWLEDGE AND
CONSERVATION PRACTICE
Conservation Control NVQ Level 4
CORE UNITS
CC1 Promote Conservation Policy
CC2 Maintain Compliance with Conservation Requirements
CC3 Investigate Conservation Factors
CC4 Advise on Proposals for Conservation
CC5 Maintain Relationships and Resolve Complex Problems Within an Ethical Framework
OPTIONAL UNITS - TWO UNITS MUST BE ACHIEVED
CC6 Monitor, and Develop Conservation Policy
CC7 Investigate and Advise on Property Management Factors
CC8 Assess and Agree A Brief
CC9 Co-ordinate the Project Development Process
CC10 Manage the Performance of Teams and Individuals
CC11 Assess the Condition of Property
CC12 Document the Conservation Site
ADDITIONAL UNIT - SUPPLEMENTARY TO THE AWARD
CC13 Contribute to Advances in the Body of Knowledge and Practice